The role involves compliance advisory activities, regulatory risk management, oversight of compliance processes, and collaboration with various stakeholders in a financial context.

The Senior Compliance Tester will examine documents for regulatory compliance, lead reviews, manage risks, and execute testing across business units.

The Senior Principal Counsel supports operations and manages complex legal issues, including drafting agreements and providing legal advice on financial services risks. They collaborate with stakeholders and manage outside counsel, focusing on effective risk management and compliance.